Opportunity Information: Apply for PAR 17 338

The grant opportunity "Continuation of Existing Grant Based Epidemiology Cohort Studies in Heart, Lung, Blood, and Sleep Diseases and Disorders (U01)" (Funding Opportunity Number PAR-17-338) is a National Institutes of Health (NIH) program run through the National Heart, Lung, and Blood Institute (NHLBI). It uses a cooperative agreement mechanism (U01), which generally means the awardee carries out the work while NHLBI remains actively involved in oversight and coordination. The overall intent is not to start brand-new cohort studies, but to keep high-value, already-established population cohorts going so they continue generating reliable long-term data on heart, lung, blood, and sleep diseases and related disorders.

A central requirement is that the cohort being supported is an existing epidemiology cohort that is prospectively following at least 2,000 participants. The FOA is focused on maintenance, follow-up, and continued outcome tracking rather than launching expansive new discovery initiatives under the parent award. In practical terms, NHLBI is looking to preserve the core operations that make long-running cohorts useful: keeping contact with participants, collecting the next round of key measurements, and ensuring that major health outcomes are captured accurately and consistently over time.

The activities supported emphasize what the announcement describes as a "minimal content" exam or data collection cycle. That framing signals a streamlined, foundational follow-up visit or assessment designed to maintain continuity and comparability of measures, rather than an overly broad or expensive set of procedures. Alongside that minimal exam cycle, a major supported function is the ongoing ascertainment and adjudication of clinically significant events. Ascertainment refers to identifying potential outcomes (for example, hospitalizations, diagnoses, or deaths) through participant contact, medical records, registries, or other sources, while adjudication refers to a structured review process to confirm events using standardized definitions. This kind of event confirmation is one of the most valuable and resource-intensive aspects of cohort science, because it determines whether downstream analyses are credible and comparable across time.

The broader goal of the FOA is to protect and maximize the federal investment already made in these cohorts. NHLBI is essentially paying to keep the infrastructure intact: the staffing, systems, protocols, and governance needed to maintain data quality, retain participants, manage biospecimens or records where applicable, and keep the cohort positioned for future scientific use. A recurring theme is resource sharing. The announcement highlights supporting infrastructure that enables the cohort to serve as a community resource, meaning data and materials can be shared with the wider scientific community in ways consistent with participant consent, privacy protections, and NIH policies.

Another key point is that the FOA is meant to set the stage for future innovative research, but that innovation is expected to occur largely through ancillary studies rather than through the main cohort-maintenance award itself. In other words, the U01 supports the foundational cohort operations and core data/outcome collection, while new hypotheses, specialized measurements, or add-on projects can be pursued later through separately funded ancillary research. This structure allows NHLBI to keep cohorts stable and comparable over time while still enabling cutting-edge questions to be tested efficiently using the existing participant base and infrastructure.

Eligibility is broad and includes many common applicant types: state, county, and city governments; special districts; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; nonprofit organizations (with or without 501(c)(3) status); for-profit organizations other than small businesses; small businesses; public housing authorities/Indian housing authorities; and Native American tribal governments (federally recognized) as well as tribal organizations that are not federally recognized. The FOA also explicitly calls out additional eligible applicant categories such as Historically Black Colleges and Universities (HBCUs), Hispanic-serving Institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, and Asian American Native American Pacific Islander Serving Institutions (AANAPISIs), along with faith-based or community-based organizations, regional organizations, eligible federal agencies, and U.S. territories or possessions. On the international side, non-U.S. entities (foreign organizations and foreign institutions) are not eligible to apply as primary applicants. However, non-domestic components of U.S. organizations are eligible, and foreign components (as defined by the NIH Grants Policy Statement) are allowed, meaning parts of the work may be conducted outside the U.S. under a U.S. applicant when justified and compliant with NIH rules.

Administrative details included in the source information describe the opportunity category as discretionary and the activity category as health, with CFDA numbers listed as 93.233 and 93.837 through 93.840 (reflecting relevant NIH/NHLBI assistance programs). The award ceiling is stated as $1,950,000. The announcement record lists an original closing date of January 9, 2020, with a creation date of August 21, 2017. Taken together, the FOA is best understood as a cohort-preservation and infrastructure-support mechanism: it funds the essential exam cycle and rigorous outcome adjudication needed to keep large, prospective cohort studies scientifically productive, sharable, and ready to support future ancillary investigations in heart, lung, blood, and sleep-related health.

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "Continuation of Existing Grant Based Epidemiology Cohort Studies in Heart, Lung, Blood, and Sleep Diseases and Disorders (U01)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.233, 93.837, 93.838, 93.839, 93.840.
  • This funding opportunity was created on 2017-08-21.
  • Applicants must submit their applications by 2020-01-09. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $1,950,000.00 in funding.
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
Apply for PAR 17 338

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Frequently Asked Questions (FAQs)

What is the name of this grant opportunity?

The opportunity is titled "Continuation of Existing Grant Based Epidemiology Cohort Studies in Heart, Lung, Blood, and Sleep Diseases and Disorders (U01)."

What is the Funding Opportunity Number (FOA number)?

The Funding Opportunity Number is PAR-17-338.

Which agency and institute run this program?

This is a National Institutes of Health (NIH) program run through the National Heart, Lung, and Blood Institute (NHLBI).

What type of funding mechanism is used?

The program uses a cooperative agreement mechanism (U01). Under a cooperative agreement, the awardee carries out the work while NHLBI remains actively involved in oversight and coordination.

What is the main purpose of this FOA?

The intent is to continue high-value, already-established population cohort studies so they keep generating reliable long-term data related to heart, lung, blood, and sleep diseases and related disorders.

Is this FOA meant to start brand-new cohort studies?

No. The FOA is not designed to launch brand-new cohort studies. It is focused on maintaining and continuing existing cohorts.

What is the required cohort size?

A central requirement is that the supported cohort is an existing epidemiology cohort that is prospectively following at least 2,000 participants.

What does "prospectively following" mean in the context provided?

Based on the description, it means the cohort is being followed forward over time with ongoing follow-up and outcome tracking, rather than being a one-time or purely retrospective dataset.

What kinds of activities does the FOA primarily support?

The FOA emphasizes maintenance, follow-up, and continued outcome tracking. It supports core operations such as staying in contact with participants, collecting the next round of key measurements, and capturing major health outcomes accurately and consistently over time.

What is meant by a "minimal content" exam or data collection cycle?

A "minimal content" exam or cycle refers to a streamlined, foundational follow-up visit or assessment intended to preserve continuity and comparability of measures over time, rather than expanding into a broad or expensive set of procedures.

Does the FOA support tracking and confirming clinical events?

Yes. A major supported function is the ongoing ascertainment and adjudication of clinically significant events.

What is "ascertainment" of events?

Ascertainment refers to identifying potential outcomes (such as hospitalizations, diagnoses, or deaths) using sources like participant contact, medical records, registries, or other sources.

What is "adjudication" of events?

Adjudication refers to a structured review process used to confirm events using standardized definitions.

Why does the FOA place emphasis on adjudication?

The description highlights adjudication as one of the most valuable and resource-intensive aspects of cohort science because standardized event confirmation supports credible analyses and comparability across time.

What is the broader goal behind continuing these cohorts?

The broader goal is to protect and maximize the federal investment already made in long-running cohorts by keeping the infrastructure intact and the data scientifically productive over time.

What kinds of infrastructure does the FOA aim to preserve?

The FOA is described as supporting the infrastructure needed to maintain data quality and participant retention, and to manage systems, protocols, governance, and (where applicable) biospecimens or records.

Does the FOA mention resource sharing?

Yes. A recurring theme is resource sharing, with support for infrastructure that enables the cohort to serve as a community resource so that data and materials can be shared with the broader scientific community consistent with consent, privacy protections, and NIH policies.

Does this FOA fund innovative new research questions directly under the main award?

The FOA is described as setting the stage for future innovative research, but it expects much of that innovation to occur through ancillary studies rather than through the main cohort-maintenance award itself.

What are "ancillary studies" in the way this FOA describes them?

Ancillary studies are described as separately funded add-on projects that can pursue new hypotheses, specialized measurements, or additional research using the existing participant base and infrastructure, while the U01 supports foundational cohort operations and core outcome collection.

Who is eligible to apply?

Eligibility is broad and includes state, county, and city governments; special districts; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; nonprofit organizations (with or without 501(c)(3) status); for-profit organizations other than small businesses; small businesses; public housing authorities/Indian housing authorities; and Native American tribal governments (federally recognized) as well as tribal organizations that are not federally recognized.

Are minority-serving institutions specifically mentioned as eligible?

Yes. The FOA explicitly calls out categories including Historically Black Colleges and Universities (HBCUs), Hispanic-serving Institutions, Tribally Controlled Colleges and Universities (TCCUs), Alaska Native and Native Hawaiian Serving Institutions, and Asian American Native American Pacific Islander Serving Institutions (AANAPISIs).

Are faith-based or community-based organizations eligible?

Yes. Faith-based or community-based organizations are explicitly included among eligible applicant categories in the provided description.

Are U.S. territories or possessions eligible?

Yes. U.S. territories or possessions are included as eligible applicant categories in the provided information.

Can non-U.S. (foreign) organizations apply as the primary applicant?

No. Non-U.S. entities (foreign organizations and foreign institutions) are not eligible to apply as primary applicants.

Are any international components allowed under a U.S. applicant?

Yes. Non-domestic components of U.S. organizations are eligible, and foreign components (as defined by the NIH Grants Policy Statement) are allowed, meaning parts of the work may be conducted outside the U.S. under a U.S. applicant when justified and compliant with NIH rules.

What is the opportunity category and activity category?

The opportunity category is listed as discretionary, and the activity category is health.

What CFDA numbers are associated with this opportunity?

The CFDA numbers listed are 93.233 and 93.837 through 93.840.

What is the stated award ceiling?

The award ceiling is stated as $1,950,000.

What dates are provided for this announcement?

The record lists a creation date of August 21, 2017, and an original closing date of January 9, 2020.

In one sentence, how should this FOA be understood?

It is best understood as a cohort-preservation and infrastructure-support mechanism that funds essential exam cycles and rigorous outcome adjudication to keep large, prospective cohorts productive, sharable, and ready to support future ancillary investigations in heart, lung, blood, and sleep-related health.

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